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Diane Bernard Simmons

Fidelity Brokerage Services LLC

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About Diane Bernard Simmons

Diane Simmons is a registered representative with Fidelity Brokerage Services LLC. Diane has been in the securities industry since 2020. She holds the Series 7TO, SIE, and Series 24 licenses. Diane Simmons is currently registered with FINRA and is not registered with any states.

Firm Information

Diane Simmons is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diane Simmons’s Registration & Firm History

NH

08/03/2020 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 12/21/2020

Series 24 - General Securities Principal Examination

BC

Issued 08/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Diane Bernard Simmons.
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