Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Baccash-fruchtman is a financial advisor with over 35 years of experience in the financial services industry. Diane is currently registered with Morgan Stanley and holds a Series 7, Series 63, Series 65, and SIE license. Diane has previously worked with a number of financial institutions, including UBS Financial Services Inc., Citigroup Global Markets Inc., and Prudential Securities Incorporated. Diane has a strong track record of providing investment advice to a wide range of clients, including high-net-worth individuals, families, and institutions. Diane is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/14/2020 - Present
Morgan Stanley (New York NY)
NY
01/04/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/12/1993 - 01/14/2008
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/21/1992 - 02/05/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/04/1988 - 05/31/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/29/1985 - 07/15/1985
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
10/19/1981 - 12/04/1984
E. F. HUTTON & COMPANY INC
NA
05/18/1981 - 11/06/1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
IA
Issued 09/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Diane Baccash-fruchtman is the right advisor for you? Invested Better is here to help.
