Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Rice is a registered Investment Advisor Representative for Read & Powell Financial Services, LLC based in Elko, Nevada. Diane has been in the industry since August 2000. Diane is registered with FINRA and the state of Nevada. Diane has passed the Series 7 and Series 66 examinations. Diane specializes in Financial Planning, Portfolio Management for Businesses, Portfolio Management for Individuals and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NV
01/04/2012 - Present
Read & Powell Financial Services, LLC (ELKO NV)
NV
01/03/2011 - 11/07/2011
WELLS FARGO ADVISORS, LLC (ELKO NV)
NV
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ELKO NV)
CA
08/24/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 09/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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