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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Annette Walker is an investment advisor representative with Robert W. Baird & Co. Inc. based in Chattanooga, TN. Diane has been in the financial services industry for more than 19 years. She holds the Series 63, Series 65, and Series 7 securities licenses. Diane also holds the SIE exam. Previously, Diane worked with Northwestern Mutual Investment Services, LLC in Chattanooga. In addition to working as an investment advisor representative, Diane is involved with the Girls Preparatory School in Chattanooga.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
12/06/2023 - Present
Robert W. Baird & Co. Inc. (CHATTANOOGA TN)
TN
09/27/2022 - 07/05/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHATTANOOGA TN)
IA
Issued 12/05/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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