Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Luu is a registered representative associated with MUFG Securities Americas Inc. Diana has been in the industry since May 2011 and has been with MUFG Securities Americas Inc. since April 2017. Diana is licensed in New York and Texas and holds the Series 79, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/26/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/01/2017 - 07/22/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
TX
05/20/2011 - 04/01/2017
BTMU SECURITIES, INC. (HOUSTON TX)
BC
Issued 08/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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