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Diana Veronica Guerrero

Vanguard Marketing Corp.

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About Diana Veronica Guerrero

Diana Guerrero is a financial advisor with Vanguard Marketing Corp. Diana has been in the industry since March 2013. Diana holds Series 6, SIE, and Series 63 securities licenses. Diana is registered in Arizona and Pennsylvania.

Firm Information

Diana Guerrero is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diana Guerrero’s Registration & Firm History

AZ

03/19/2013 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 05/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Diana Veronica Guerrero. Review regulatory record here.
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