Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Tsotsis is a financial professional with experience in the financial services industry. Diana is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Diana also holds Series 7, Series 24 and SIE licenses. Diana has worked with clients in the Smithfield area and holds a broad background in financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/25/2021 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
02/19/2018 - 04/26/2019
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
01/11/2018 - 04/26/2019
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
05/12/2016 - 04/26/2019
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
03/21/2016 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
BC
Issued 06/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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