Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Squires is a financial advisor registered with UBS Financial Services Inc. and has been active in the industry since August 2008. Diana has experience working with a variety of clients, including individuals, corporations, charitable organizations, pension plans, and insurance companies. She specializes in providing a wide range of services such as portfolio management, financial planning, and educational seminars. Diana has held previous positions at JPMorgan Securities LLC, Goldman, Sachs & Co., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/15/2013 - 07/30/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/24/2009 - 11/01/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
FL
06/01/2009 - 12/14/2009
MORGAN STANLEY SMITH BARNEY (CORAL GABLES FL)
FL
11/01/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
BOTH
Issued 10/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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