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Diana Sermons Rath

Credit Union Investment Services

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About Diana Sermons Rath

Diana Sermons Rath is a financial advisor at Credit Union Investment Services. Diana is registered with the state of North Carolina. Diana has been in the financial industry since August 2012 and Diana’s registration with the state of North Carolina is active. Diana is also registered with the state of North Carolina as an Investment Advisor Representative (IAR). Diana’s IAR registration with the state of North Carolina is active and is dated February 1, 2013. Diana is licensed to provide securities and investment advisory services. Diana is a financial services specialist at State Employees' Credit Union. Diana also works as an agent for SECU Life Insurance Company. Diana is a trust representative for Members Trust Company. Diana has earned the following licenses and certifications: Series 63, Series 65, Series 6, SIE.

Firm Information

Diana Rath is currently registered with Credit Union Investment Services. Credit Union Investment Services, with 253 licensed agents, provides financial planning and portfolio management for individuals. They also offer educational seminars.

Not reported

Assets Under Management

35,000

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Diana Rath’s Registration & Firm History

NC

02/01/2013 - Present

Credit Union Investment Services (GREENVILLE NC)

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Licenses & Designations

IA

Issued 01/31/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/03/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diana Sermons Rath.
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