Unclaimed
Diana Salgado is a financial professional with experience in the securities industry. Diana is currently registered with Fidelity Brokerage Services LLC and has previously worked with J.P. Morgan Securities LLC. Diana holds several securities licenses, including Series 63, Series 7TO, and Series 6TO. Diana is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/04/2023 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
CA
11/05/2021 - 02/18/2023
J.P. MORGAN SECURITIES LLC (BAKERSFIELD CA)
BC
Issued 11/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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