Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Ren is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Bellevue, Washington. Diana has been in the industry since 2018 and is registered in both California and Washington to provide investment advice and securities. Diana holds both Series 7 and Series 66 licenses, in addition to her Series 63, and the SIE. Diana has worked at JPMorgan Securities LLC, JPMorgan Chase Bank NA, Performance Equity Management, HQ Capital, Bank of America, N.A. Diana specializes in providing services to individuals and businesses, including portfolio management, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/17/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
07/31/2018 - 03/20/2020
J.P. MORGAN SECURITIES LLC (Seattle WA)
BOTH
Issued 8/15/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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