Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Kleper-Gilkes is a financial advisor who has been in the industry since 2006. Diana is currently registered with Rockefeller Financial LLC and Rockefeller Capital Management, and has held previous positions at Morgan Stanley, UBS Financial Services Inc. and Citigroup Global Markets Inc. Diana's experience encompasses providing financial planning and investment advice to a range of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/11/2019 - Present
Rockefeller Financial LLC (Dallas TX)
TX
09/28/2017 - 08/23/2019
MORGAN STANLEY (DALLAS TX)
TX
02/06/2009 - 09/06/2017
UBS FINANCIAL SERVICES INC. (PLANO TX)
TX
11/29/2006 - 02/26/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
11/16/2005 - 02/28/2006
CAC CAPITAL CORP (DALLAS TX)
BOTH
Issued 04/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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