Unclaimed
Diana Ramirez is a financial advisor with Vanguard Marketing Corp. and is registered with FINRA. Diana is licensed to provide financial advice in all 50 states, Washington, D.C., and Puerto Rico. Diana previously worked at ROBINHOOD FINANCIAL, LLC and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/22/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
10/23/2020 - 08/17/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
10/03/2019 - 08/25/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 09/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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