Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Sands is a financial advisor with over 12 years of experience in the industry. Diana is currently registered with Apollo Global Securities, LLC and holds a Series 7, Series 24, Series 57TO and Series 66 licenses. Diana was previously registered with Goldman Sachs & Co. LLC for 12 years. Diana holds a Bachelor of Arts in Economics from the University of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/21/2022 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
08/23/2010 - 05/10/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BOTH
Issued 11/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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