Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Zapote is a financial professional with over 4 years of experience in the financial services industry. Diana currently holds Series 7, Series 66 and SIE licenses and is registered with Pershing LLC and Pershing Advisor Solutions LLC in Georgia and New Jersey. Prior to joining Pershing LLC and Pershing Advisor Solutions LLC, Diana was employed by RAYMOND JAMES FINANCIAL SERVICES, INC. in Moultrie, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/23/2023 - Present
Pershing LLC (JERSEY CITY NJ)
GA
12/04/2018 - 04/10/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (MOULTRIE GA)
BOTH
Issued 07/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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