Unclaimed
Diana Shaheen is a financial professional with Fidelity Brokerage Services LLC. Diana is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7TO, Series 63, and SIE license. She is also registered to sell securities in 53 states and territories. Diana began her career in the securities industry on April 8th, 2024 and has been actively working as a financial professional since then.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/08/2024 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 04/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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