Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Perlman is a financial advisor with VP Distributors LLC. Diana has been in the financial industry since October 8, 1996. Diana is registered with the state of Connecticut and Massachusetts. Diana has a Series 6, 7, 24, 52, 53, 63 and 14 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/24/2023 - Present
VP Distributors LLC (HARTFORD CT)
MA
05/01/2017 - 03/23/2023
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
03/29/2017 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
MA
05/27/2014 - 11/09/2015
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
04/25/2013 - 04/10/2014
CCO INVESTMENT SERVICES CORP. (NORWOOD MA)
MA
08/19/2009 - 04/11/2013
MMLISI FINANCIAL ALLIANCES, LLC (SPRINGFIELD MA)
MA
09/18/2003 - 04/11/2013
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
11/08/1999 - 04/11/2013
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
NY
12/12/1994 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/14/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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