Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Dragoo is a registered representative with Raymond James Financial Services, Inc. Diana has been in the securities industry since November 17, 2019. Diana has passed the Series 7TO, Series 63, and SIE exams. Diana is currently registered in Indiana and is actively working in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
08/27/2024 - Present
Raymond James Financial Services, Inc. (MUNCIE IN)
IN
09/02/2022 - 08/30/2024
OSAIC WEALTH, INC. (MUNCIE IN)
IN
11/18/2019 - 09/07/2022
FIRST ALLIED SECURITIES, INC. (MUNCIE IN)
BC
Issued 12/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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