Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Marquez is a financial advisor with LPL Financial LLC, with over 20 years of experience in the industry. Diana has held previous roles at Invest Financial Corporation. Diana Marquez is registered in Florida and holds the Series 6, 7, 24, and 66 licenses. Diana specializes in providing a range of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/12/2019 - Present
LPL Financial LLC (TAMPA FL)
FL
07/12/2012 - 05/03/2017
INVEST FINANCIAL CORPORATION (TAMPA FL)
GA
12/10/2003 - 09/15/2011
INVEST FINANCIAL CORPORATION (MARIETTA GA)
WI
09/30/1998 - 04/23/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 06/13/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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