Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Leon is an investment advisor representative with Osaic Wealth, Inc. located in GAITHERSBURG, MD. Diana has been in the industry since 2009 and has experience in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Diana has worked with several financial services firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Capital One Investing, LLC, and Woodbury Financial Services, Inc. before joining Osaic Wealth, Inc. in 2024. Diana holds a Series 7 and Series 66 license. Diana is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
01/22/2024 - Present
Osaic Wealth, Inc. (GAITHERSBURG MD)
MD
07/11/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (GAITHERSBURG MD)
MD
06/02/2022 - 06/13/2022
LPL FINANCIAL LLC (ROCKVILLE MD)
VA
09/21/2015 - 07/11/2018
CAPITAL ONE INVESTING, LLC (McLean VA)
MD
11/30/2009 - 05/07/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (POTOMAC MD)
BOTH
Issued 12/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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