Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Lynn Studebaker is a financial advisor with UBS Financial Services Inc. in Denver, Colorado. Diana has been working in the financial industry since July 1997. Diana's expertise is in helping individuals and families achieve their financial goals. Diana is registered with the state of Colorado, and holds the Series 7, 9, 10, 63, and SIE licenses. Diana previously worked at Robert W. Baird & Co. Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
01/27/2022 - Present
UBS Financial Services Inc. (DENVER CO)
WI
08/03/2010 - 01/19/2022
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
CO
06/01/2009 - 04/28/2010
MORGAN STANLEY SMITH BARNEY (DENVER CO)
CO
01/18/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
NJ
07/02/1997 - 12/17/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 08/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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