Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Lynn Rucci is a financial advisor with Empower Financial Services, Inc. Diana has been in the financial services industry since September 13, 2011. Diana is registered with the state of New Jersey. Diana holds the Series 63, SIE and Series 7 licenses. Previously, Diana worked at Prudential Investment Management Services LLC and Smith Barney Shearson Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
02/11/2013 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Newark NJ)
NA
07/31/1993 - 05/16/1994
SMITH BARNEY SHEARSON INC.
NA
06/22/1993 - 07/31/1993
LEHMAN BROTHERS INC.
NA
12/04/1992 - 06/08/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 01/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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