Unclaimed
Diana Mueller is a financial professional with over 10 years of experience in the industry. She currently works at Kestra Investment Services, LLC and is registered with FINRA. Previously, Diana worked at FSC Securities Corporation, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., and Sagepoint Financial, Inc. Diana has successfully completed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/15/2021 - Present
Kestra Investment Services, LLC (AUSTIN TX)
AZ
04/25/2019 - 04/09/2021
FSC SECURITIES CORPORATION (PHOENIX AZ)
AZ
04/25/2019 - 04/09/2021
ROYAL ALLIANCE ASSOCIATES, INC. (PHOENIX AZ)
AZ
04/25/2019 - 04/09/2021
WOODBURY FINANCIAL SERVICES, INC. (PHOENIX AZ)
AZ
06/17/2013 - 04/09/2021
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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