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Diana Lynn Colbert

Morgan Stanley

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About Diana Lynn Colbert

Diana Lynn Colbert is a financial advisor who has been working in the industry since 1988. Currently, Diana is registered with Morgan Stanley and has a branch office in Pepper Pike, OH and Sewickley, PA. Diana's professional experience includes previous roles with CITIGROUP GLOBAL MARKETS INC., FIRST MARYLAND BROKERAGE CORPORATION, LEHMAN BROTHERS INC. and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Diana has been registered in 53 states and is currently registered with the state of Ohio, Pennsylvania and Texas. Diana is also registered as an investment advisor representative in Ohio, Pennsylvania and Texas.

Firm Information

Diana Colbert is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Diana Colbert’s Registration & Firm History

OH

12/09/2015 - Present

Morgan Stanley (Pepper Pike OH)

PA

01/16/1996 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (PITTSBURGH PA)

MD

11/10/1992 - 11/17/1995

FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)

NY

01/25/1989 - 01/28/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

11/25/1985 - 03/01/1988

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

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Licenses & Designations

IA

Issued 07/22/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/22/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/12/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 02/04/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2009

Series 3 - National Commodity Futures Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

BC

Issued 11/22/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Diana Lynn Colbert.
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