Unclaimed
Diana Lynn Blommel is a financial advisor who has been in the industry since March 9, 2010. She is currently registered with Symetra Securities, Inc. in Bellevue, WA. Diana has held previous roles at PIPER SANDLER & CO., AMERICAN ENTERPRISE INVESTMENT SERVICES INC., AMERIPRISE FINANCIAL SERVICES, LLC, RIVERSOURCE DISTRIBUTORS, INC., and AMERIPRISE FINANCIAL SERVICES, INC. Diana has a broad range of experience and is licensed to conduct business in both Minnesota and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
05/09/2024 - Present
Symetra Securities, Inc. (BELLEVUE WA)
MN
08/16/2021 - 05/07/2024
PIPER SANDLER & CO. (MINNEAPOLIS MN)
MN
09/25/2018 - 08/13/2021
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
03/24/2017 - 08/13/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
01/01/2007 - 03/24/2008
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
03/08/2001 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/08/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2023
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 03/24/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/23/2023
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/09/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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