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Diana Lucerene Armstrong-walker

Nylife Securities LLC

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About Diana Lucerene Armstrong-walker

Diana Armstrong-walker is a financial professional with over two decades of experience in the industry. Diana is currently registered with Nylife Securities LLC and holds Series 7, 24, 53, 66, and SIE licenses. Diana has previously held positions at several other firms, including Wellington Funds Distributors Inc., AXA Advisors, LLC, AXA Distributors, LLC, Park Avenue Securities LLC, Royal Alliance Associates, Inc., and Quick & Reilly, Inc. Diana has a proven track record of success in providing financial advice and guidance to clients.

Firm Information

Diana Armstrong-walker is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diana Armstrong-walker’s Registration & Firm History

NY

04/12/2021 - Present

Nylife Securities LLC (NEW YORK NY)

MA

12/14/2020 - 01/12/2021

WELLINGTON FUNDS DISTRIBUTORS INC. (BOSTON MA)

NJ

06/11/2015 - 04/16/2020

AXA ADVISORS, LLC (JERSEY CITY NJ)

NY

06/05/2015 - 04/16/2020

AXA DISTRIBUTORS, LLC (NEW YORK NY)

NY

02/28/2007 - 06/01/2015

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

02/16/2001 - 06/12/2006

PARK AVENUE SECURITIES LLC (NEW YORK NY)

AZ

11/11/1998 - 02/01/2001

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NY

01/06/1998 - 11/13/1998

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/31/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/23/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/05/2000

Series 4 - Registered Options Principal Examination

BC

Issued 12/28/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diana Lucerene Armstrong-walker.
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