linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Diana Louise Fletcher

Vanderbilt Advisory Services

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Diana? Claim Your Profile

About Diana Louise Fletcher

Diana Louise Fletcher is a financial advisor currently registered with Vanderbilt Advisory Services. Diana has over 30 years of experience in the financial services industry and holds the Series 6, 7, 63, and 65 licenses along with the SIE designation. Diana also holds the Certified Financial Planner designation. Diana has worked with a variety of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

Diana Fletcher is currently registered with Vanderbilt Advisory Services. Vanderbilt Advisory Services is an investment advisory firm headquartered in Woodbury, New York. They provide financial planning, portfolio management for individuals and businesses, and have over $1 billion to $10 billion in assets under management. They serve a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Vanderbilt Advisory Services

125 FROEHLICH FARM BLVD.

WOODBURY, NY 11797

$1.62B

Assets Under Management

64

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Diana Fletcher’s Registration & Firm History

NY

03/14/2022 - Present

Vanderbilt Advisory Services (WOODBURY NY)

NY

05/29/2007 - 12/17/2009

CITIGROUP GLOBAL MARKETS INC. (ALBERTSON NY)

NY

01/05/2004 - 05/29/2007

CITICORP INVESTMENT SERVICES (ALBERTSON NY)

CA

05/01/2002 - 01/08/2004

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NY

05/03/1993 - 05/01/2002

DIME SECURITIES, INC. (BROOKLYN NY)

WA

01/17/1992 - 05/03/1993

RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)

Not sure if Diana Louise Fletcher is right for you?

Licenses & Designations

IA

Issued 08/24/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1994

Series 7 - General Securities Representative Examination

BC

Issued 01/16/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Diana Louise Fletcher. Review regulatory record here.
Not sure if Diana Louise Fletcher is right for you?