Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana London is a financial advisor with PFS Investments Inc., located in WINDHAM, ME. Diana has been in the industry since 2022. Diana is registered with the state of ME and holds the Series 63 and Series 65 licenses. Diana is also registered with the following states: District of Columbia, Massachusetts, Pennsylvania, and Maine.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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ME
03/01/2023 - Present
PFS Investments Inc. (WINDHAM ME)
IA
Issued 02/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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