Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Vasquez is a registered investment advisor representative at Fidelity Personal And Workplace Advisors. Diana has been in the securities industry since January 2016 and is registered with the state of California as well as Texas. Diana has a strong background in finance and a passion for helping clients reach their financial goals. She is committed to providing personalized service and developing long-term relationships with her clients. Diana is a Series 7, Series 66, and Series 9 licensed representative. Diana also holds a Series SIE license. Diana specializes in financial planning, portfolio management, and investment advice for individuals and businesses. Diana is committed to providing her clients with the best possible service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/16/2021 - Present
Fidelity Personal AND Workplace Advisors (SEAL BEACH CA)
CA
02/17/2016 - 01/03/2018
CHARLES SCHWAB & CO., INC. (TORRANCE CA)
BOTH
Issued 06/06/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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