Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Pounds has been in the financial services industry since 2003. Diana currently works at Empower Financial Services, Inc. in Greenwood Village, CO and is registered to offer securities in District of Columbia, Maryland and Virginia. Diana has previously worked at MML DISTRIBUTORS, LLC, AXA ADVISORS, LLC, COMMONWEALTH FINANCIAL NETWORK and GWFS EQUITIES, INC. Diana holds Series 6 and Series 63 licenses and passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MA
02/28/2019 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
VA
06/18/2018 - 12/20/2018
AXA ADVISORS, LLC (FALLS CHURCH VA)
MD
07/15/2015 - 12/31/2016
COMMONWEALTH FINANCIAL NETWORK (BOWIE MD)
CO
05/14/2001 - 05/20/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 05/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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