Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Marks is a registered investment advisor representative with Allspring Funds Distributor, LLC. Diana has been in the financial industry since 2004. Diana has passed the Series 63, Series 7, and Series 65 exams and is registered with the state of Texas. Diana is also registered with FINRA. Diana's previous employment includes Strong Investments, Inc. and Wells Fargo Funds Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/11/2005 - Present
Allspring Funds Distributor, LLC (SAN FRANCISCO CA)
WI
10/12/2004 - 04/11/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
IA
Issued 03/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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