Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Law is a financial advisor with Empower Advisory Group, LLC. Diana has been in the financial industry since 2009. Diana has a wide range of experience and holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Diana is also a Certified Financial Planner. The firm offers a wide range of financial services, including financial planning, portfolio management for individuals, and educational seminars. The firm manages assets for individuals, high-net-worth individuals, charitable organizations, state or municipal government entities, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
11/19/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NY
07/03/2018 - 11/19/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
UT
09/05/2014 - 05/11/2018
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
NY
10/19/2011 - 08/18/2014
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CA
08/16/2011 - 10/07/2011
FIRST ALLIED SECURITIES, INC. (PASADENA CA)
CA
03/28/2011 - 07/19/2011
WELLS FARGO ADVISORS, LLC (SAN MARINO CA)
CA
07/24/2009 - 01/25/2011
CHASE INVESTMENT SERVICES CORP. (SAN MARINO CA)
CA
10/22/2007 - 11/17/2008
FIRST INVESTORS CORPORATION (SAN GABRIEL CA)
IA
Issued 02/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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