Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Keary has over 29 years of experience in the financial services industry. Diana is currently registered with Apollo Global Securities, LLC and Griffin Capital Securities, LLC. Diana holds the Series 6, 7, 24 and 63 licenses as well as the SIE. Diana has experience with clients in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/24/2023 - Present
Apollo Global Securities, LLC (NEW YORK NY)
WI
01/11/2016 - 11/09/2016
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
01/11/2016 - 11/09/2016
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
01/11/2016 - 11/09/2016
SII INVESTMENTS, INC. (APPLETON WI)
CA
12/12/2012 - 11/09/2016
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
01/10/2012 - 07/18/2012
REALTY CAPITAL SECURITIES, LLC (IRVINE CA)
CA
02/02/2011 - 12/21/2011
GRUBB & ELLIS CAPITAL CORPORATION (SANTA ANA CA)
CA
01/20/2011 - 08/09/2011
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
NC
01/23/2006 - 01/10/2011
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
IA
03/30/2004 - 01/26/2006
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
02/16/2001 - 11/11/2002
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NC
01/09/1998 - 01/23/2001
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
GA
05/03/1994 - 08/21/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
NA
09/25/1991 - 04/22/1994
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 10/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Diana Keary is the right advisor for you? Invested Better is here to help.
