Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Hines is a financial advisor with over 27 years of experience in the industry. She is currently registered with Morgan Stanley and has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets Corporation, J. B. Hanauer & Co., Morgan Stanley DW Inc., Oppenheimer & Co., Inc., and Smith Barney Inc. Diana Hines is a licensed investment advisor and holds Series 7, Series 31, Series 63, and Series 65 licenses. She is a member of FINRA. Diana Hines specializes in providing financial planning, pension consulting, and asset allocation advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
09/18/2020 - Present
Morgan Stanley (Fort Lauderdale FL)
FL
11/17/2010 - 09/22/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
FL
10/09/2009 - 11/01/2010
RBC CAPITAL MARKETS CORPORATION (PLANTATION FL)
FL
04/03/2009 - 10/09/2009
J. B. HANAUER & CO. (PLANTATION FL)
FL
08/18/2006 - 04/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANTATION FL)
FL
09/22/1997 - 08/22/2006
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
NY
02/10/1995 - 09/29/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
12/06/1994 - 01/24/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 12/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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