Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Tracy is a financial professional with over 20 years of experience in the industry. Diana is registered with State Farm VP Management Corp. and holds the Series 6, Series 63 and SIE licenses. Diana's registration dates back to 2001 in California and is currently active in Nevada as well. Diana Tracy has experience serving clients in Encinitas, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/22/2001 - Present
State Farm VP Management Corp. (Encinitas CA)
BC
Issued 06/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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