Unclaimed
Diana Pringle is a financial advisor with Osaic Wealth, Inc. Diana has been working in the financial industry since 1985. Diana is licensed in the state of Michigan and other states. Diana specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
05/13/2024 - Present
Osaic Wealth, Inc. (OKEMOS MI)
MI
11/18/2015 - 05/25/2022
SECURIAN FINANCIAL SERVICES, INC. (Okemos MI)
MI
02/03/2011 - 11/09/2015
MML INVESTORS SERVICES, LLC (DANSVILLE MI)
MI
10/15/2009 - 01/24/2011
SECURIAN FINANCIAL SERVICES, INC. (LANSING MI)
MI
07/25/2001 - 09/08/2009
NYLIFE SECURITIES LLC (OKEMOS MI)
IN
01/04/1999 - 01/16/2001
SPECTRUM INVESTMENT SERVICES, INC. (MISHAWAKA IN)
CA
01/15/1997 - 12/31/1998
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IN
05/06/1993 - 05/14/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
10/12/1995 - 11/19/1996
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
10/12/1995 - 11/19/1996
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IN
05/06/1993 - 10/04/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CT
10/31/1984 - 05/25/1993
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MN
03/02/1992 - 05/11/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
IN
06/03/1992 - 05/10/1993
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
MN
04/18/1990 - 12/31/1991
AMEV INVESTORS, INC. (OAKDALE MN)
NA
07/24/1984 - 12/18/1986
AMEV INVESTORS, INC.
BOTH
Issued 10/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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