Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Kapanadze is a securities professional with over 15 years of experience in the financial industry. Diana is currently registered with Tradition Securities And Derivatives LLC, where she has been employed since October 2011. Previously, she worked at HOLD Brothers ON-Line Investment Services L.L.C., ICAP Corporates LLC, and Calyon Securities (USA) Inc. Diana holds the Series 7, Series 63 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/28/2011 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/12/2010 - 10/29/2010
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NJ
05/21/2007 - 08/05/2008
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
11/11/2004 - 05/24/2007
CALYON SECURITIES (USA) INC (NEW YORK NY)
BC
Issued 02/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Diana Kapanadze is the right advisor for you? Invested Better is here to help.
