Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Nyman is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Diana has been in the industry since 2001 and has worked with several other firms in the past, including Wells Fargo Clearing Services, LLC. Diana is licensed in numerous states. Diana has a strong understanding of the financial markets, and has a deep commitment to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MERRILLVILLE IN)
IN
09/27/2010 - 02/09/2023
WELLS FARGO CLEARING SERVICES, LLC (MERRILLVILLE IN)
IN
10/16/2007 - 09/27/2010
FINTEGRA, LLC (VALPARAISO IN)
IN
09/02/2003 - 10/16/2007
QUESTAR CAPITAL CORPORATION (VALPARAISO IN)
MA
01/24/2003 - 09/02/2003
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
09/18/2001 - 11/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Diana Nyman is the right advisor for you? Invested Better is here to help.
