Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Chien is a financial professional with over 7 years of experience in the financial services industry. Diana is currently registered with Pruco Securities, LLC and is licensed in California, Texas, and other states. Diana holds Series 66, Series 7, and SIE licenses and has experience in providing investment advice to individuals, high-net-worth individuals, businesses, and other clients. Diana has a strong understanding of insurance and investments and provides comprehensive financial services, including financial planning, investment management, and insurance products. Diana is committed to helping clients achieve their financial goals and is passionate about providing personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
05/01/2019 - Present
Pruco Securities, LLC (IRVINE CA)
CA
07/12/2013 - 08/18/2017
FIDELITY BROKERAGE SERVICES LLC (TORRANCE CA)
CA
06/05/2012 - 03/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAGUNA NIGUEL CA)
BOTH
Issued 07/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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