Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Josefina Orea is a financial advisor with Fidelity Personal and Workplace Advisors. Diana is based in CORAL GABLES, FL and has been working in the financial services industry since 2003. Diana is registered to offer securities and investment advisory services in 30 states. Diana is a Certified Financial Planner and has passed the Securities Industry Essentials Examination, the General Securities Representative Examination and the Uniform Combined State Law Examination. Diana has been with Fidelity Personal and Workplace Advisors since 2018. Prior to that, Diana was a financial advisor at VALIC Financial Advisors, Inc. and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/07/2019 - Present
Fidelity Personal AND Workplace Advisors (CORAL GABLES FL)
FL
06/25/2013 - 01/10/2019
VALIC FINANCIAL ADVISORS, INC. (MIAMI FL)
FL
01/18/2013 - 06/25/2013
MML INVESTORS SERVICES, LLC (CORAL GABLES FL)
FL
09/18/2008 - 02/08/2011
MML INVESTORS SERVICES, LLC (CORAL GABLES FL)
FL
11/06/2007 - 04/01/2008
PARK AVENUE SECURITIES LLC (MIAMI FL)
FL
04/12/2007 - 10/05/2007
PARK AVENUE SECURITIES LLC (CORAL GABLES FL)
FL
03/31/2003 - 03/02/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CORAL GABLES FL)
NY
10/10/2002 - 02/10/2003
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 10/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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