Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Marcin has been in the financial services industry since 2007. Diana currently holds the Series 7 and Series 63 licenses and is registered to conduct business in New York. Diana is currently employed at Purshe Kaplan Sterling Investments in Melville, New York. Previously, Diana was employed at Morgan Stanley, Joseph Gunnar & Co. LLC, Oppenheimer & Co. Inc., Barclays Capital Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/14/2019 - Present
Purshe Kaplan Sterling Investments (Melville NY)
NY
07/14/2011 - 08/26/2019
MORGAN STANLEY (MELVILLE NY)
NY
08/03/2009 - 06/24/2011
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
05/14/2009 - 06/17/2009
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/28/2008 - 12/12/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/23/2007 - 10/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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