Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Helliwell is a registered investment advisor with over 10 years of experience in the financial industry. Diana is currently associated with Bolton Securities Corp. and has previously worked at Citigroup Global Markets Inc., UBS Securities LLC, and Newedge USA, LLC. Diana is a licensed representative in multiple states and holds Series 7, 63, and 65 licenses, as well as the SIE exam. Diana specializes in working with individuals, corporations, and charitable organizations. Diana and Bolton Securities Corp. provide a variety of financial advisory services, including portfolio management, financial planning, pension consulting, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
09/19/2023 - Present
Bolton Securities Corp. (BOLTON MA)
FL
05/22/2014 - 10/02/2015
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
IL
05/03/2013 - 05/05/2014
UBS SECURITIES LLC (CHICAGO IL)
IL
11/13/2012 - 04/29/2013
NEWEDGE USA, LLC (CHICAGO IL)
IA
Issued 09/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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