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Diana Ioana Anastase

CTC, LLC

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About Diana Ioana Anastase

Diana Anastase is a registered representative with CTC, LLC. Diana has been in the securities industry since 2020 and has passed the Series 57TO and SIE exams. Diana previously worked at Akuna Securities LLC.

Firm Information

Diana Anastase is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diana Anastase’s Registration & Firm History

IL

08/26/2022 - Present

CTC, LLC (CHICAGO IL)

IL

06/09/2020 - 06/01/2022

AKUNA SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/09/2020

Series 57TO - Securities Trader Exam

BC

Issued 03/12/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Diana Ioana Anastase.
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