Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Gonzalez is a financial advisor with over 20 years of experience in the industry. Diana is currently registered with Citigroup Global Markets Inc. as a Registered Representative and Investment Advisor Representative. Previously, Diana has worked with LPL FINANCIAL LLC, SA STONE WEALTH MANAGEMENT INC., INSIGNEO SECURITIES, LLC, and CITI INTERNATIONAL FINANCIAL SERVICES LLC. Diana holds several licenses and certifications, including Series 7, Series 9, Series 10, Series 24, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/15/2023 - Present
Citigroup Global Markets Inc. (Miami FL)
SC
05/16/2023 - 06/14/2023
LPL FINANCIAL LLC (FORT MILL SC)
FL
03/08/2022 - 03/06/2023
SA STONE WEALTH MANAGEMENT INC. (MIAMI FL)
FL
07/09/2019 - 02/28/2022
INSIGNEO SECURITIES, LLC (MIAMI FL)
FL
10/03/2011 - 07/16/2019
CITI INTERNATIONAL FINANCIAL SERVICES LLC (MIAMI FL)
PR
06/17/2002 - 10/12/2011
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
06/17/2002 - 09/27/2011
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
BOTH
Issued 08/07/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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