Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Gabriela Meyers is a financial advisor with over 3 years of experience in the financial services industry. Diana has worked with Charles Schwab & Co., Inc. and Charles Schwab Bank in the Seattle, WA area before joining UBS Financial Services Inc. in 2017. Diana currently holds Series 7, 9, 10, 63 and 66 licenses and SIE certification. Diana is registered to provide securities and investment advisory services in Washington, Oregon and Washington. Diana's expertise includes financial planning, portfolio management, and pension consulting. Diana specializes in serving high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/10/2017 - Present
UBS Financial Services Inc. (Weehawken NJ)
WA
12/03/2014 - 06/30/2017
CHARLES SCHWAB & CO., INC. (SEATTLE WA)
AZ
12/23/2013 - 07/18/2014
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 12/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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