Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Figueroa is a registered representative with Foreside Fund Services, LLC. Diana holds a Series 7, Series 24, and Series 63 license. Diana has over 14 years of experience in the financial services industry. Diana's prior experience includes roles at PIMCO INVESTMENTS LLC, MONARCH BAY SECURITIES, LLC, and FINANCIAL ADVISERS OF AMERICA, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/08/2015 - Present
Foreside Fund Services, LLC (Los Angeles CA)
CA
04/01/2014 - 10/29/2015
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
10/19/2011 - 03/28/2014
MONARCH BAY SECURITIES, LLC (EL SEGUNDO CA)
CA
07/22/2008 - 11/23/2009
FINANCIAL ADVISERS OF AMERICA, LLC (CARLSBAD CA)
CA
04/28/2006 - 08/01/2006
GIRARD SECURITIES, INC. (ORANGE CA)
IA
11/14/2005 - 03/24/2006
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
BC
Issued 10/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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