Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Fields is a financial advisor who has been working in the industry since 2012. She is currently registered with Fidelity Personal and Workplace Advisors and is licensed to provide financial advice in Tennessee and Texas. Diana Fields has a diverse background in financial services, having previously worked for CETERA INVESTMENT SERVICES LLC, UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, SALOMON SMITH BARNEY INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Diana Fields is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
08/21/2024 - Present
Fidelity Personal AND Workplace Advisors (KNOXVILLE TN)
TN
07/05/2023 - 08/02/2024
CETERA INVESTMENT SERVICES LLC (KNOXVILLE TN)
TN
01/13/2023 - 06/23/2023
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (KNOXVILLE TN)
NY
09/23/1999 - 02/03/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/22/1989 - 09/10/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/24/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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