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Diana Ferrone

Nylife Securities LLC

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About Diana Ferrone

Diana Ferrone is a financial advisor in Melville, New York, and has been working in the financial services industry for over 20 years. Diana has a strong background in securities and investment company products. Diana has a Series 6, Series 63 and a SIE license, which allows her to provide investment advice to her clients. Diana is currently registered with Nylife Securities LLC and has been with the firm since September 2018. Previously, Diana was employed by MBSC Securities Corporation from 2000 to 2017.

Firm Information

Diana Ferrone is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diana Ferrone’s Registration & Firm History

NY

09/13/2018 - Present

Nylife Securities LLC (MELVILLE NY)

NY

11/14/2000 - 03/20/2017

MBSC SECURITIES CORPORATION (UNIONDALE NY)

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Licenses & Designations

BC

Issued 11/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diana Ferrone.
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