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Diana Espinoza

Fidelity Brokerage Services LLC

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About Diana Espinoza

Diana Espinoza is a financial professional with Fidelity Brokerage Services LLC. Diana is registered with the state of California and is also registered with the state of Arizona, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, Washington, and Wisconsin. Diana is actively involved in the financial services industry, having passed both the Series 7 and Series 66 exams. Diana is committed to providing her clients with the highest level of service and expertise.

Firm Information

Diana Espinoza is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diana Espinoza’s Registration & Firm History

CA

08/26/2023 - Present

Fidelity Brokerage Services LLC (BERKELEY CA)

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Licenses & Designations

BOTH

Issued 09/29/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Diana Espinoza.
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