Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Esmeralda Paris is a financial advisor registered with LPL Financial LLC. Diana has been in the industry since July 23, 1995. Prior to joining LPL Financial LLC, Diana worked for WELLS FARGO CLEARING SERVICES, LLC, UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., and PRUDENTIAL SECURITIES INCORPORATED. Diana holds Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/22/2024 - Present
LPL Financial LLC (CORPUS CHRISTI TX)
TX
05/25/2012 - 03/27/2024
WELLS FARGO CLEARING SERVICES, LLC (CORPUS CHRISTI TX)
TX
01/19/2007 - 06/04/2012
UBS FINANCIAL SERVICES INC. (CORPUS CHRISTI TX)
TX
12/13/2000 - 02/01/2007
CITIGROUP GLOBAL MARKETS INC. (CORPUS CHRISTI TX)
NY
07/24/1995 - 12/13/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Diana Paris is the right advisor for you? Invested Better is here to help.
